-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sem8zTyo0mhnmZl9BdWKoq8Irm+aWrZfHgNC2hVC/1m90bTzsTFcPmxqVbHWeAIr 9FKGfVfKakPQH56jpZFU1w== /in/edgar/work/20000718/0000940180-00-000838/0000940180-00-000838.txt : 20000920 0000940180-00-000838.hdr.sgml : 20000920 ACCESSION NUMBER: 0000940180-00-000838 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000718 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HUDSON VALLEY HOLDING CORP CENTRAL INDEX KEY: 0000722256 STANDARD INDUSTRIAL CLASSIFICATION: [6022 ] IRS NUMBER: 133148745 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-59317 FILM NUMBER: 674951 BUSINESS ADDRESS: STREET 1: 21 SCARSDALE ROAD CITY: YONKERS STATE: NY ZIP: 10707 BUSINESS PHONE: 9149616100 MAIL ADDRESS: STREET 1: 21 SCARSDALE ROAD CITY: YONKERS STATE: NY ZIP: 10707 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ABPLANALP JOHN P CENTRAL INDEX KEY: 0001119674 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 700 NEPPERHAN AVE. CITY: YONKERS STATE: NY ZIP: 10703 BUSINESS PHONE: 9149696500 SC 13D 1 0001.txt SCHEDULE 13D PAGE 1 OF 5 PAGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. ___________)/1/ UNDER THE SECURITIES EXCHANGE ACT OF 1934 Hudson Valley Holding Corp. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $.20 Per Share - ------------------------------------------------------------------------------- (Title of Class of Securities) None - ------------------------------------------------------------------------------- (CUSIP Number) Stephen R. Brown Martin L. Budd Hudson Valley Holding Corp. Day, Berry & Howard LLP 21 Scarsdale Road One Canterbury Green Yonkers, New York 10707 Stamford, Connecticut 06901 (914) 961-6100 (203) 977-7300 (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications) June 30, 2000 - ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f), or 13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of this schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. - ------------------- /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this firm with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). PAGE 2 OF 5 PAGES - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON John P. Abplanalp - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - ------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 28,519 BENEFICIALLY ----------------------------------------------------------------- OWNED BY EACH 8 SHARED VOTING POWER REPORTING PERSON 693,194 WITH ----------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 28,519 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 693,194 - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON The Reporting Person currently owns beneficially 721,713 shares of Hudson Valley Holding Corp. Common Stock. - ------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 16.9 % - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------- PAGE 3 OF 5 PAGES Item 1. Security and Issuer: -------------------- The class of equity securities to which this Statement on Schedule 13D relates is the common stock, par value $.20 per share (the "Common Stock"), of Hudson Valley Holding Corp., a New York corporation. The principal executive offices of the Issuer are located at 21 Scarsdale Road, Yonkers, New York 10707. Item 2. Identity and Background: ----------------------- (a) The Reporting Person is John P. Abplanalp. (b) The business address of the Reporting Person is 700 Nepperhan Avenue, Yonkers, NY 10702. (c) The Reporting Person is the President of Precision Valve Corporation, Inc., located at 700 Nepperhan Avenue, Yonkers, NY 10702. (d) The Reporting Person has not been convicted in a criminal proceeding during the last five years. (e) The reporting person, during the last five years, was not a party to any civil proceeding of a judicial or administrative body of competent jurisdiction which resulted in or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) The Reporting Person is a citizen of the United States. Item 3. Source and Amount of Funds or Other Consideration ------------------------------------------------- Not applicable. Item 4. Purpose of Transaction: ---------------------- Not applicable. PAGE 4 OF 5 PAGES Item 5. Interest in Securities of the Issuer: ------------------------------------ (a) - (b) The table below sets forth the information required in (a) and (b) of this Item 5:
Number of Shares Shared Shared Sole Sole Beneficially Voting Investment Voting Investment Name Owned Power Power Power Power Percent - ---- ------------ ------ ---------- ------ ---------- ------- Hudson 721,713 693,194 693,194 28,519 28,519 6.3% Valley
------------------------- (c) Not applicable. (d) The Reporting Person, along with Marie A. Holcombe and William E. Griffin, are Co-Trustee's of the Robert H. Abplanalp Grantor Retained Annuity Trust (the "GRAT"). As a Co-Trustee, the Reporting Person has shared voting and investment power concerning all 397,641 shares in the GRAT. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect --------------------------------------------------------------------- to Securities of the Issuer: --------------------------- Not applicable. Item 7. Material to be Filed as Exhibits -------------------------------- Not Applicable. PAGE 5 OF 5 PAGES SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: July 18, 2000 /s/ John P. Abplanalp _________________________________ John P. Abplanalp -----END PRIVACY-ENHANCED MESSAGE-----